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Investment Adviser Firm Summary

TRIAD ADVISORS, LLC (CRD# 25803 / SEC# 8-42007, 801-55518)
Alternate Names: ABLE FINANCIAL SERVICES , AMFED INVESTMENT SERVICES, LLC , APEX WEALTH MANAGEMENT, LLC , ARCHER INVESTMENT MANAGEMENT , ARGENTUM CAPITAL MANAGEMENT , ASSET ADVISORS GROUP, LLC , ASSET MANAGEMENT & PROTECTION , ASSET MANAGEMENT ADVISORS, INC. , BALANCE FINANCIAL SOLUTIONS, LLC , BALANCED FINANCIAL PRINCIPLES , BOWMAN & ASSOCIATES , BRAESIDE INVESTMENT CORPORATION , BREWER FINANCIAL SERVICES, LLC , BRICKLER ASSET MANAGEMENT, INC. , BROWN ADVISORY GROUP, LLC , BRYBECK FINANCIAL , BUCCI FINANCIAL SERVICES , CANTERBURY WEALTH ADVISORS, LLC , CAPITAL ASSET MANAGEMENT COUNSELORS , CD INTEGRITY FINANCIAL , CHAU FINANCIAL GROUP, INC. , CHRYSALIS CAPITAL MANAGEMENT , CMA FINANCIAL SERVICES , COMPASS FINANCIAL PARTNERS , COMPASS WEALTH SERVICES , CONSOLIDATED PLANNING GROUP, INC , CORNERSTONE FINANCIAL STRATEGIES , CRA FINANCIAL SERVICE, LLC , CREATIVE CAPITAL WEALTH MANAGEMENT GROUP , CURTIN FINANCIAL SERVICES , D2 INVESTMENTS , DAVID A HICKS, LTD. , DOT YANDLE FINANCIAL SERVICES , E. F. WISE PLANNING, LLC , E. PHILLIP POWELL , EMERALD WEALTH MANAGEMENT, LLC , ERSTAD FINANCIAL LLC , ESTATE & FINANCIAL SERVICES, INC. , EXCALIBUR FINANCIAL SERVICES , EXCLUSIVE ADVISORS LLC , FERRIN CAPITAL ADVISORS , FINANCIAL RESOURCES, INC. , FINANCIAL STRATEGIES OF LAKE NORMAN , FORESIGHT FINANCIAL PARTNERS , FREEDOM FINANCIAL CONSULTANTS , FRICK INVESTMENT GROUP , FULL CIRCLE WEALTH LLC , FUNDAMENTAL WEALTH ADVISORS, LLC , GENFINANCE, LLC , GIDWANI CAPITAL LLC , GREGG S LENTZ AND ASSOCIATES FINANCIAL PLANNING AND WEALTH MANAGEMENT , HAWKINS & BOUKATHER, LLC , HEBCO INC. , HELBIG FINANCIAL SERVICES , HENDERSON HUTCHERSON & MCCULLOUGH CAPITAL ADVISORS , HINES CAPITAL , IMB INC. , IMB SECURITIES, INC. , INGLESIDE FINANCIAL ADVISORS, LLC , JACK KENDELL, CLU, CHFC, MBA , JASON P. FLURRY, CFP , JOHN F. WILSON INVESTMENTS , JONTHOMAS MONEY MANAGEMENT , KAPLAN FINANCIAL GROUP , KNOXVILLE FINANCIAL SERVICES , KRINER FINANCIAL SERVICES GROUP , LARSEN WEALTH MANAGEMENT , LEWIS WEALTH MANAGEMENT , LIPMAN RICHARDSON, LLC , MAKEFIELD ASSET MANAGEMENT INC. , MAKEFIELD ASSET MANAGEMENT, INC , MANIET FINANCIAL SERVICES NETWORK , MATT PORTER FINANCIAL , MC ASSOCIATES , MC2 WEALTH SOLUTIONS , MCDONALD WEALTH MANAGEMENT , MICHAEL A. HERRON, CFP , N/A , NATHAN STIBBS , NET EQUITY CONCEPTS, INC. , NEW HOPE FINANCIAL SERVICES , NIAGARA FINANCIAL ADVISORS, INC. , NOFFSINGER FINANCIAL GROUP , OAK WEALTH MANAGEMENT , OMNIHARBOR ASSET MANAGEMENT , OPTIMUM FINANCIAL, LLC , OPULENTMINDS, LLC , OVERMAN CAPITAL MANAGEMENT , PARABLE FINANCIAL NETWORK , PARRY FINANCIAL , POLARIS FINANCIAL SERVICES GROUP , PROFESSIONAL ASSOCIATES WEALTH COACHING, INC. , PROXIMITY FINANCIAL PARTNERS , PYRAMID FINANCIAL GROUP , R.B. GOLD & ASSOCIATES , REGENT FINANCIAL WEALTH MANAGEMENT , RETIREMENT ASSET MANAGEMENT , RETIREMENT PLANNING ADVISORS, INC. , RICHARDSON INVESTMENT ADVISORY, LLC , RIVERTAN FINANCIAL GROUP , ROBERT W MILLER FINANCIAL SERVICES , ROSE FINANCIAL GROUP , SANDEFUR & ASSOCIATES, LLC , SANDSTONE ADVISOR , SCHULER INVESTMENT SERVICES , SINCLAIR FINANCIAL GROUP , SOBRINSKI FINANCIAL SERVICES, LLC , SOUTH FLORIDA WEALTH MANAGEMENT, LLC , SR BROWN FINANCIAL SERVICES , STEVE W. LOWTHER, CFP,CHFC , TANNER INVESTMENT GROUP , THE COUGHLIN GROUP , THE DAVIS GROUP , THE FINANCIAL PROFESSIONALS, LLC , THE INDEPENDENT SECURITY COMPANY, INC. , THE WAY INVESTMENT ADVISORS , THOMPSON/PRATT CAPITAL MANAGEMENT, LLC , THREE RIVERS FINANCIAL SERVICES , TNT FINANCIAL SERVICES, LLC , TRIAD ADVISORS LLC , TRIAD ADVISORS, INC. , TRIAD ADVISORS, LLC , TRUE CAPITAL ADVISORS, LLC , UPSTREAM ADVISORY GROUP , W. S. ACUFF, INC. , WEALTH STRATEGIES INC. , WENTLEY INVESTMENTS, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/02/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/1999
Alaska 08/15/2014
Arizona 04/20/1999
Arkansas 03/17/2009
California 12/08/1998
Colorado 06/15/2000
Connecticut 03/05/1999
Delaware 08/07/2003
District of Columbia 03/19/2001
Florida 04/28/1998
Georgia 04/28/1998
Hawaii 08/15/2014
Idaho 03/17/2009
Illinois 06/09/1998
Indiana 02/28/2001
Iowa 11/06/2006
Kansas 03/17/2009
Kentucky 02/28/2001
Louisiana 10/18/2001
Maine 10/04/2006
Maryland 02/02/1999
Massachusetts 09/05/2003
Michigan 11/20/2000
Minnesota 06/23/2001
Mississippi 11/17/2000
Missouri 06/09/1998
Montana 03/17/2009
Nebraska 12/01/1998
Nevada 12/31/1998
New Hampshire 03/02/2000
New Jersey 11/17/2000
New Mexico 03/17/2009
New York 06/15/2000
North Carolina 02/28/2001
North Dakota 03/17/2009
Ohio 01/01/2000
Oklahoma 11/29/2000
Oregon 03/19/2001
Pennsylvania 03/17/2009
Puerto Rico 10/04/2006
Rhode Island 05/04/2006
South Carolina 05/18/2000
South Dakota 03/18/2009
Tennessee 08/11/2000
Texas 09/30/1998
Utah 06/15/2007
Vermont 02/16/2000
Virgin Islands 03/17/2009
Virginia 02/01/1999
Washington 03/19/2001
West Virginia 07/12/2006
Wisconsin 06/17/1998

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser