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Investment Adviser Firm Summary

AMERICAN WEALTH MANAGEMENT, INC. (CRD# 25536 / SEC# 8-41807, 801-66163)
Alternate Names: AMERICAN WEALTH MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/30/2006
Florida Terminated 02/27/2006
Georgia Terminated 02/27/2006
Texas Terminated 02/27/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/21/2014
California 01/05/2010
Colorado 11/13/2017
Florida 03/09/2006
Georgia 03/08/2006
North Carolina 07/10/2007
South Carolina 11/13/2017
Tennessee 02/10/2009
Texas 03/08/2006
Wyoming 07/07/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser