at


Investment Adviser Firm Summary

GLADSTONE INSTITUTIONAL ADVISORY LLC (CRD# 250787 / SEC# 801-101532)
Alternate Names: FREEDOM INVESTMENT MANAGEMENT GROUP , GLADSTONE INSTITUTIONAL ADVISORY LLC , GLADSTONE WEALTH GROUP , GREEN RIDGE WEALTH PLANNING , HENRY AND HANNAY WEALTH MANAGEMENT , INVESTMENT BY PLANNERS , JOCKEY HOLLOW FINANCIAL SERVICES, LLC , LIMESTONE FINANCIAL GROUP , MASTRODIMOS WEALTH GROUP , NAZARETH WEALTH ADVISORS , PERSPECTIVE WEALTH PLANNING , PRIVATE WEALTH GROUP , THE CHOICE GROUP , WHITE OAK WEALTH PARTNERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/28/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 12/19/2016
Connecticut 07/28/2015
Delaware 07/19/2017
Florida 07/28/2015
Georgia 12/19/2016
Maryland 12/14/2017
Massachusetts 12/14/2017
New Jersey 08/07/2015
New York 07/28/2015
North Carolina 12/19/2016
Ohio 12/19/2016
Pennsylvania 12/07/2015
South Carolina 07/18/2017
Texas 02/06/2016
Virginia 12/19/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser