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Investment Adviser Firm Summary

MADISON AVENUE SECURITIES, LLC (CRD# 23224 / SEC# 8-40426, 801-69919)
Alternate Names: ASHLAND SECURITIES, INC. , MADISON AVENUE SECURITIES , MADISON AVENUE SECURITIES, INC. , MADISON AVENUE SECURITIES, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/24/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/20/2009
Alaska 05/01/2012
Arizona 03/12/2009
Arkansas 03/12/2009
California 02/24/2009
Colorado 03/12/2009
Connecticut 03/12/2009
Delaware 04/06/2015
District of Columbia 06/06/2011
Florida 03/13/2009
Georgia 03/12/2009
Hawaii 06/08/2009
Idaho 04/30/2012
Illinois 03/10/2009
Indiana 03/12/2009
Iowa 03/13/2009
Kansas 03/12/2009
Kentucky 03/12/2009
Louisiana 09/15/2011
Maine 03/12/2009
Maryland 03/12/2009
Massachusetts 05/12/2009
Michigan 03/12/2009
Minnesota 03/12/2009
Mississippi 01/18/2013
Missouri 03/12/2009
Montana 01/07/2013
Nebraska 08/21/2014
Nevada 03/12/2009
New Hampshire 05/12/2009
New Jersey 03/12/2009
New Mexico 03/12/2009
New York 03/12/2009
North Carolina 03/12/2009
North Dakota 03/11/2010
Ohio 03/12/2009
Oklahoma 03/12/2009
Oregon 10/28/2009
Pennsylvania 02/26/2009
Rhode Island 03/12/2009
South Carolina 03/12/2009
South Dakota 04/01/2011
Tennessee 03/13/2009
Texas 03/12/2009
Utah 11/16/2009
Vermont 03/12/2009
Virginia 03/12/2009
Washington 03/12/2009
West Virginia 12/01/2009
Wisconsin 03/12/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser