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Investment Adviser Firm Summary

MBSC SECURITIES CORPORATION (CRD# 231 / SEC# 8-13801, 801-54739)
Alternate Names: DREYFUS SERVICE CORPORATION , MBSC SECURITIES CORPORATION , THE DREYFUS SERVICE CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/24/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/04/1999
Alaska 07/05/2000
Arizona 01/29/2002
Arkansas 10/20/1997
California 09/11/1997
Colorado 01/01/1999
Connecticut 02/07/2001
Delaware 08/29/2003
District of Columbia 02/26/2001
Florida 09/09/1997
Georgia 09/10/1997
Hawaii 10/16/1997
Idaho 09/09/1997
Illinois 10/15/1997
Indiana 02/13/2001
Iowa 01/01/1999
Kansas 09/08/1997
Kentucky 08/08/1997
Louisiana 10/04/2001
Maine 10/14/1997
Maryland 01/01/1998
Michigan 09/23/1997
Minnesota 12/30/1997
Mississippi 02/05/2001
Missouri 12/15/1997
Montana 02/15/1998
Nebraska 05/26/1998
Nevada 01/27/1999
New Hampshire 08/08/1997
New Jersey 10/03/1996
New Mexico 11/04/1997
New York 02/20/1998
North Carolina 02/05/2001
North Dakota 01/29/2002
Ohio 02/02/2001
Oklahoma 03/14/1999
Oregon 01/29/2002
Pennsylvania 01/29/2002
Puerto Rico 09/09/1997
Rhode Island 09/08/1997
South Carolina 11/21/1997
South Dakota 11/18/1997
Tennessee 10/17/1997
Texas 03/31/1983
Utah 09/08/1997
Vermont 09/08/1997
Virginia 01/08/1999
Washington 09/12/1997
West Virginia 09/08/1997
Wisconsin 09/08/1997

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser