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Investment Adviser Firm Summary

NOYES ADVISORS LLC (CRD# 226606 / SEC# 801-99364)
Alternate Names: ACORN ADVISORS GROUP , BAYLEY INVESTMENT GROUP , CAPITAL MANAGEMENT GROUP , COOKE FINANCIAL GROUP LLC , HOLDER LEGACY WEALTH PARTNERS , LEGACY WEALTH GROUP , LIONS WEALTH MANAGEMENT , NOYES ADVISORS LLC , QUIRINI GROUP , SANCTUARY WEALTH PARTNERS , SMITHBERG GROUP , THE HERITAGE FINANCIAL GROUP , THE MANCUSI GROUP , WESLEY BATES , WOLFRUM CAPITAL MANAGEMENT GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/10/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/21/2015
Arizona 07/10/2015
California 07/10/2015
Colorado 07/10/2015
Connecticut 07/10/2015
Delaware 07/10/2015
Florida 07/10/2015
Georgia 07/10/2015
Illinois 07/10/2015
Indiana 07/10/2015
Iowa 07/10/2015
Kansas 10/21/2015
Kentucky 07/10/2015
Louisiana 07/10/2015
Maryland 07/10/2015
Michigan 07/10/2015
Minnesota 07/10/2015
Missouri 07/10/2015
Nevada 07/10/2015
New Jersey 07/13/2015
New Mexico 07/10/2015
New York 07/10/2015
North Carolina 07/10/2015
North Dakota 10/21/2015
Ohio 07/10/2015
Pennsylvania 10/21/2015
South Carolina 07/10/2015
South Dakota 07/10/2015
Tennessee 10/21/2015
Texas 07/10/2015
Utah 07/10/2015
Vermont 07/10/2015
Virginia 10/21/2015
Washington 07/10/2015
Wisconsin 07/10/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser