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Investment Adviser Firm Summary

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD# 20804 / SEC# 8-38485, 801-57198)
Alternate Names: GER LOFTIN WEALTH ADVISORS, LLC , HEMINGWAY WEALTH MANAGEMENT, LLC , MARION WEALTH MANAGEMENT GROUP , ROGERS & KIRBY, INC , SKYE FINANCIAL SERVICES, INC , UNITED PLANNERS , UNITED PLANNERS FINANCIAL SERVICES , UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA , UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/28/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/09/2002
Alaska 02/10/2005
Arizona 05/23/2005
Arkansas 01/26/2007
California 03/01/2000
Colorado 01/02/2002
Connecticut 11/08/2006
Delaware 08/27/2003
District of Columbia 01/24/2007
Florida 02/10/1995
Georgia 01/09/2002
Hawaii 06/18/2003
Idaho 05/23/2005
Illinois 08/26/1998
Indiana 05/13/1996
Iowa 01/25/2007
Kansas 02/10/2005
Kentucky 03/03/2003
Louisiana 01/06/2003
Maine 03/06/1996
Maryland 03/09/2000
Massachusetts 01/19/2006
Michigan 02/08/2002
Minnesota 01/03/1995
Mississippi 01/24/2007
Missouri 08/25/2003
Montana 05/23/2005
Nebraska 11/16/2006
Nevada 04/06/2000
New Hampshire 12/07/2006
New Jersey 06/27/2002
New Mexico 06/26/2001
New York 07/06/2001
North Carolina 01/09/2002
North Dakota 01/24/2007
Ohio 03/23/2000
Oklahoma 01/06/2003
Oregon 07/11/2001
Pennsylvania 11/21/2002
Rhode Island 03/06/2000
South Carolina 03/23/2001
South Dakota 07/19/2000
Tennessee 01/01/2001
Texas 04/19/1988
Utah 02/22/2000
Vermont 01/24/2007
Virgin Islands 03/30/2016
Virginia 08/21/2001
Washington 03/01/2000
West Virginia 05/23/2005
Wisconsin 05/10/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser