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Investment Adviser Firm Summary

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD# 20472 / SEC# 8-44454, 801-63550)
Alternate Names: ADVICE & PLANNING SERVICES , ADVICE AND PLANNING SERVICES , COLLEGE RETIREMENT EQUITIES FUND , TIAA-CREF ADVICE AND PLANNING SERVICES , TIAA-CREF BROKERAGE SERVICES , TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. , TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/24/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/27/2006
Alaska 02/03/2006
Arizona 03/31/2005
Arkansas 01/31/2006
California 03/31/2005
Colorado 09/24/2004
Connecticut 09/24/2004
Delaware 02/06/2006
District of Columbia 09/24/2004
Florida 04/01/2005
Georgia 03/31/2005
Hawaii 01/27/2006
Idaho 01/27/2006
Illinois 04/04/2005
Indiana 09/24/2004
Iowa 03/31/2005
Kansas 01/27/2006
Kentucky 03/31/2005
Louisiana 01/27/2006
Maine 01/27/2006
Maryland 09/24/2004
Massachusetts 09/24/2004
Michigan 03/31/2005
Minnesota 04/12/2005
Mississippi 01/27/2006
Missouri 09/24/2004
Montana 01/27/2006
Nebraska 03/31/2005
Nevada 01/27/2006
New Hampshire 01/27/2006
New Jersey 09/24/2004
New Mexico 01/27/2006
New York 09/24/2004
North Carolina 09/24/2004
North Dakota 01/27/2006
Ohio 03/31/2005
Oklahoma 01/27/2006
Oregon 01/27/2006
Pennsylvania 03/31/2005
Puerto Rico 01/27/2006
Rhode Island 01/27/2006
South Carolina 01/27/2006
South Dakota 01/30/2006
Tennessee 04/01/2005
Texas 03/31/2005
Utah 03/31/2005
Vermont 01/27/2006
Virgin Islands 03/28/2008
Virginia 09/24/2004
Washington 03/31/2005
West Virginia 01/27/2006
Wisconsin 01/27/2006
Wyoming 03/31/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser