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Investment Adviser Firm Summary

WILMINGTON TRUST INVESTMENT MANAGEMENT LLC (CRD# 19396 / SEC# 8-37376, 801-41081)
Alternate Names: BALENTINE & COMPANY , BALENTINE & COMPANY LLC , WILMINGTON TRUST INVESTMENT MANAGEMENT , WILMINGTON TRUST INVESTMENT MANAGEMENT LLC , WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/24/1992

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/20/2001
Alaska 05/01/2008
Arizona 05/01/2008
Arkansas 05/01/2008
California 03/16/2004
Colorado 05/01/2008
Connecticut 05/01/2008
Delaware 03/24/2004
District of Columbia 05/01/2008
Florida 12/20/2001
Georgia 03/18/1992
Hawaii 05/01/2008
Idaho 05/01/2008
Illinois 01/14/2002
Indiana 05/01/2008
Iowa 05/02/2008
Kansas 05/01/2008
Kentucky 05/01/2008
Louisiana 05/01/2008
Maine 05/01/2008
Maryland 03/24/2004
Massachusetts 05/01/2008
Michigan 05/01/2008
Minnesota 05/01/2008
Mississippi 05/01/2008
Missouri 05/01/2008
Montana 05/01/2008
Nebraska 05/01/2008
Nevada 03/31/2005
New Hampshire 05/01/2008
New Jersey 05/13/2008
New Mexico 05/01/2008
New York 12/20/2001
North Carolina 12/20/2001
North Dakota 05/01/2008
Ohio 05/01/2008
Oklahoma 05/01/2008
Oregon 05/01/2008
Pennsylvania 07/01/2003
Puerto Rico 05/01/2008
Rhode Island 05/01/2008
South Carolina 12/20/2001
South Dakota 05/05/2008
Tennessee 12/21/2001
Texas 07/14/1988
Utah 05/01/2008
Vermont 11/24/2003
Virgin Islands 05/01/2008
Virginia 12/20/2001
Washington 05/01/2008
West Virginia 05/01/2008
Wisconsin 05/01/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser