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Investment Adviser Firm Summary

FIRST MANHATTAN CO (CRD# 1845 / SEC# 8-10438, 801-12411)
Alternate Names: FIRST MANHATTAN CO

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/13/1977

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/02/1994
Alaska 10/10/1994
Arizona 01/01/2000
Arkansas 09/22/1995
California 07/08/1997
Colorado 01/01/1999
Connecticut 12/19/1997
Delaware 07/02/2002
District of Columbia 08/22/1994
Florida 10/15/1990
Georgia 09/26/1994
Hawaii 08/23/1995
Idaho 09/13/1994
Illinois 02/01/1995
Indiana 12/17/2013
Iowa 01/01/1999
Kansas 12/05/1997
Kentucky 12/17/2013
Louisiana 10/05/2001
Maine 01/06/2000
Maryland 06/25/1996
Massachusetts 01/05/1995
Michigan 12/29/1999
Minnesota 07/15/1996
Mississippi 07/27/1998
Missouri 12/31/1995
Montana 06/03/1998
Nebraska 01/21/2000
Nevada 07/20/1994
New Hampshire 06/07/1993
New Jersey 01/08/2014
New Mexico 01/12/2000
New York 01/01/1977
North Carolina 12/18/1999
North Dakota 12/29/1999
Ohio 01/01/2000
Oklahoma 01/01/1998
Oregon 12/17/2013
Pennsylvania 12/17/2013
Rhode Island 07/03/1996
South Carolina 10/06/1994
South Dakota 06/21/1994
Tennessee 01/01/2000
Texas 08/05/1983
Utah 09/19/1994
Vermont 12/12/1994
Virginia 08/03/1987
Washington 08/27/1996
West Virginia 08/31/1994
Wisconsin 12/26/1991

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser