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Investment Adviser Firm Summary

THRIVENT INVESTMENT MANAGEMENT INC. (CRD# 18387 / SEC# 8-36525, 801-29618)
Alternate Names: AAL CAPITAL MANAGEMENT CORPORATION , AAL DISTRIBUTORS INC. , FORTRESS DISTRIBUTORS, INC. , THRIVENT INVESTMENT MANAGEMENT INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/18/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/02/2002
Alaska 06/07/2002
Arizona 06/04/2002
Arkansas 06/06/2002
California 06/04/2002
Colorado 06/04/2002
Connecticut 06/04/2002
Delaware 06/05/2003
District of Columbia 06/04/2002
Florida 06/05/2002
Georgia 06/04/2002
Hawaii 06/04/2002
Idaho 06/04/2002
Illinois 06/26/2002
Indiana 06/04/2002
Iowa 06/10/2002
Kansas 06/04/2002
Kentucky 06/04/2002
Louisiana 06/04/2002
Maine 06/04/2002
Maryland 06/06/2002
Massachusetts 06/04/2002
Michigan 06/04/2002
Minnesota 06/12/2002
Mississippi 06/04/2002
Missouri 06/04/2002
Montana 06/04/2002
Nebraska 06/04/2002
Nevada 06/04/2002
New Hampshire 06/05/2002
New Jersey 06/04/2002
New Mexico 06/27/2002
New York 06/04/2002
North Carolina 06/04/2002
North Dakota 06/04/2002
Ohio 06/04/2002
Oklahoma 06/04/2002
Oregon 06/10/2002
Pennsylvania 06/04/2002
Rhode Island 06/04/2002
South Carolina 06/04/2002
South Dakota 06/05/2002
Tennessee 06/05/2002
Texas 06/04/2002
Utah 06/05/2002
Vermont 06/04/2002
Virginia 06/04/2002
Washington 06/04/2002
West Virginia 06/10/2002
Wisconsin 12/13/1999
Wyoming 07/10/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser