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Investment Adviser Firm Summary

U.S. BANCORP INVESTMENTS, INC. (CRD# 17868 / SEC# 8-35359, 801-68122)
Alternate Names: CENTRAL INVESTMENT SERVICES, INC. , FBS INVESTMENT SERVICES, INC. , U.S. BANCORP INVESTMENTS , U.S. BANCORP INVESTMENTS, INC. , US BANCORP

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/23/2007
Arizona Terminated 07/24/2007
Arkansas Terminated 07/26/2007
California Terminated 07/24/2007
Colorado Terminated 07/26/2007
Idaho Terminated 07/24/2007
Illinois Terminated 07/23/2007
Iowa Terminated 07/24/2007
Kentucky Terminated 07/25/2007
Missouri Terminated 07/24/2007
Nebraska Terminated 07/24/2007
Nevada Terminated 08/15/2007
Ohio Terminated 07/24/2007
Oregon Terminated 07/24/2007
South Dakota Terminated 07/24/2007
Tennessee Terminated 08/23/2007
Texas Terminated 07/24/2007
Utah Terminated 08/23/2007
Washington Terminated 07/24/2007
Wisconsin Terminated 07/24/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/27/2011
Alaska 02/27/2012
Arizona 07/23/2007
Arkansas 07/23/2007
California 09/26/2005
Colorado 07/23/2007
Connecticut 06/29/2012
Delaware 06/29/2012
District of Columbia 06/29/2012
Florida 07/26/2007
Georgia 05/28/2010
Hawaii 06/29/2012
Idaho 07/23/2007
Illinois 07/23/2007
Indiana 07/23/2007
Iowa 07/23/2007
Kansas 07/23/2007
Kentucky 07/23/2007
Louisiana 10/11/2011
Maine 06/29/2012
Maryland 08/23/2011
Massachusetts 06/05/2012
Michigan 02/27/2012
Minnesota 07/23/2007
Mississippi 06/29/2012
Missouri 07/23/2007
Montana 07/23/2007
Nebraska 07/23/2007
Nevada 07/23/2007
New Hampshire 10/25/2010
New Jersey 09/21/2011
New Mexico 01/27/2011
New York 09/13/2011
North Carolina 08/23/2011
North Dakota 07/23/2007
Ohio 07/23/2007
Oklahoma 02/27/2012
Oregon 07/23/2007
Pennsylvania 05/28/2010
Puerto Rico 10/03/2012
Rhode Island 06/29/2012
South Carolina 02/27/2012
South Dakota 07/26/2007
Tennessee 07/23/2007
Texas 07/23/2007
Utah 07/23/2007
Vermont 06/29/2012
Virginia 01/27/2011
Washington 07/23/2007
West Virginia 06/29/2012
Wisconsin 07/23/2007
Wyoming 07/07/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser