at


Investment Adviser Firm Summary

G. A. REPPLE & COMPANY (CRD# 17486 / SEC# 8-35315, 801-63426)
Alternate Names: G. A. REPPLE & COMPANY , REPPLE WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/16/2004
Arkansas Terminated 09/23/2004
California Terminated 12/16/2004
Colorado Terminated 12/17/2004
Florida Terminated 12/16/2004
Georgia Terminated 12/16/2004
Indiana Terminated 12/16/2004
Kansas Terminated 12/16/2004
Kentucky Terminated 12/16/2004
Louisiana Terminated 02/11/2005
Maryland Terminated 12/16/2004
Massachusetts Terminated 12/16/2004
Missouri Terminated 12/16/2004
New Hampshire Terminated 12/16/2004
North Carolina Terminated 12/16/2004
Ohio Terminated 12/16/2004
Rhode Island Terminated 12/16/2004
South Carolina Terminated 12/16/2004
Tennessee Terminated 12/17/2004
Texas Terminated 12/16/2004
Virginia Terminated 12/16/2004
Washington Terminated 12/16/2004

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/16/2007
Arizona 02/06/2006
Arkansas 09/23/2004
California 06/24/2002
Colorado 09/16/2004
Connecticut 09/16/2004
District of Columbia 03/03/2006
Florida 09/16/2004
Georgia 09/16/2004
Hawaii 07/31/2012
Idaho 05/02/2012
Illinois 09/16/2004
Indiana 10/25/2004
Iowa 10/19/2007
Kansas 09/16/2004
Kentucky 09/16/2004
Louisiana 09/16/2004
Maine 02/17/2015
Maryland 09/16/2004
Massachusetts 09/16/2004
Michigan 09/16/2004
Minnesota 05/04/2005
Missouri 09/16/2004
Montana 01/04/2010
Nebraska 12/15/2004
Nevada 12/15/2004
New Hampshire 09/16/2004
New Jersey 11/11/2004
New Mexico 04/04/2018
New York 03/01/2006
North Carolina 09/16/2004
Ohio 09/16/2004
Oklahoma 07/20/2005
Oregon 04/28/2005
Pennsylvania 09/16/2004
Rhode Island 09/16/2004
South Carolina 09/16/2004
South Dakota 04/06/2009
Tennessee 09/16/2004
Texas 09/16/2004
Utah 09/16/2004
Virginia 09/16/2004
Washington 09/16/2004
West Virginia 01/24/2005
Wisconsin 05/05/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser