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Investment Adviser Firm Summary

JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC (CRD# 174433 / SEC# 801-80927)
Alternate Names: JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/13/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/13/2015
Alaska 02/13/2015
Arizona 02/13/2015
Arkansas 02/13/2015
California 02/13/2015
Colorado 02/13/2015
Connecticut 02/13/2015
Delaware 02/13/2015
District of Columbia 02/13/2015
Florida 02/13/2015
Georgia 02/13/2015
Hawaii 02/13/2015
Idaho 02/13/2015
Illinois 02/25/2015
Indiana 02/13/2015
Iowa 02/13/2015
Kansas 02/13/2015
Kentucky 02/13/2015
Louisiana 02/13/2015
Maine 02/13/2015
Maryland 02/13/2015
Massachusetts 02/13/2015
Michigan 02/13/2015
Minnesota 02/13/2015
Mississippi 02/13/2015
Missouri 02/13/2015
Montana 02/13/2015
Nebraska 02/13/2015
Nevada 02/13/2015
New Hampshire 02/13/2015
New Jersey 03/27/2015
New Mexico 02/13/2015
New York 02/13/2015
North Carolina 02/13/2015
North Dakota 02/13/2015
Ohio 02/13/2015
Oklahoma 02/13/2015
Oregon 02/13/2015
Pennsylvania 02/13/2015
Puerto Rico 02/13/2015
Rhode Island 02/13/2015
South Carolina 02/13/2015
South Dakota 02/13/2015
Tennessee 02/13/2015
Texas 02/13/2015
Utah 02/13/2015
Vermont 02/13/2015
Virgin Islands 02/13/2015
Virginia 02/13/2015
Washington 02/13/2015
West Virginia 02/13/2015
Wisconsin 02/13/2015
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser