at


Investment Adviser Firm Summary

VANTAGE INVESTMENT ADVISORS, LLC (CRD# 174099 / SEC# 801-80790)
Alternate Names: MARINER WEALTH ADVISORS , MARINER-VIA, LLC , MWA - VIC, LLC , VANTAGE INVESTMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/08/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/12/2015
California 01/12/2015
Colorado 10/08/2015
Connecticut 01/12/2015
Delaware 01/12/2015
District of Columbia 01/12/2015
Florida 01/12/2015
Georgia 01/12/2015
Hawaii 03/26/2015
Illinois 02/02/2017
Iowa 03/29/2018
Kansas 01/08/2015
Kentucky 03/29/2018
Louisiana 01/12/2015
Maryland 01/12/2015
Massachusetts 01/12/2015
Michigan 01/12/2015
Minnesota 07/12/2017
Mississippi 03/29/2018
Missouri 09/17/2015
Montana 03/29/2018
Nebraska 07/27/2016
Nevada 03/26/2015
New Hampshire 01/12/2015
New Jersey 01/29/2015
New Mexico 07/27/2016
New York 01/12/2015
North Carolina 01/12/2015
Ohio 01/12/2015
Pennsylvania 01/12/2015
South Carolina 01/12/2015
Tennessee 01/12/2015
Texas 01/12/2015
Utah 07/27/2016
Virginia 01/12/2015
Washington 07/27/2016
Wisconsin 07/12/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser