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Investment Adviser Firm Summary

NEXTCAPITAL ADVISERS, INC. (CRD# 173996 / SEC# 801-80705)
Alternate Names: NEXTCAPITAL ADVISERS , NEXTCAPITAL ADVISERS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/09/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/09/2016
Alaska 11/09/2016
Arizona 11/09/2016
Arkansas 11/09/2016
California 11/09/2016
Colorado 11/09/2016
Connecticut 11/09/2016
Delaware 11/09/2016
District of Columbia 11/09/2016
Florida 11/09/2016
Georgia 11/09/2016
Hawaii 11/09/2016
Idaho 11/09/2016
Illinois 12/02/2015
Indiana 11/09/2016
Iowa 11/09/2016
Kansas 11/09/2016
Kentucky 11/09/2016
Louisiana 11/09/2016
Maine 11/09/2016
Maryland 11/09/2016
Massachusetts 11/09/2016
Michigan 11/09/2016
Minnesota 11/09/2016
Mississippi 11/09/2016
Missouri 11/09/2016
Montana 11/09/2016
Nebraska 11/09/2016
Nevada 11/09/2016
New Hampshire 11/09/2016
New Jersey 02/02/2017
New Mexico 11/09/2016
New York 11/09/2016
North Carolina 11/09/2016
North Dakota 11/09/2016
Ohio 11/09/2016
Oklahoma 11/09/2016
Oregon 11/09/2016
Pennsylvania 11/09/2016
Puerto Rico 11/09/2016
Rhode Island 11/09/2016
South Carolina 11/09/2016
South Dakota 11/09/2016
Tennessee 11/09/2016
Texas 11/09/2016
Utah 11/09/2016
Vermont 11/09/2016
Virgin Islands 11/09/2016
Virginia 11/09/2016
Washington 11/09/2016
West Virginia 11/09/2016
Wisconsin 11/09/2016
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser