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Investment Adviser Firm Summary

PFG ADVISORS, LLC (CRD# 173344 / SEC# 801-80797)
Alternate Names: A.I.R.E FINANCIAL , AERO INVESTMENT SERVICES , ALTIER INVESTMENT SERVICES , ALTIER INVESTMENTS AND FINANCIAL PLANNING , APRICITY WEALTH MANAGEMENT , BATIE & CO CAPITAL MGMT LLC , CALIFORNIA COAST FINANCIAL SERVICES , CORNERSTONE ASSET MANAGEMENT , DAVIS FINANCIAL MANAGEMENT , DEER VALLEY FINANCIAL SERVICES , DIAMOND FINANCIAL PLANNING , FINANCIAL SERVICES AT FMFCU , FORTHRIGHT FINANCIAL SERVICES , GAVAGAN FINANCIAL SERVICES , KEYPOINT FINANCIAL SERVICES , LBW INSURANCE & FINANCIAL SERVICES , LPL SUNNYVALE , MANSELL CAPITAL MANAGEMENT , MILES BROWN ASSET MANAGEMENT , MILLER WEALTH MANAGEMENT, INC. , MISSION CITY - MISSION CITY INVESTMENT SERVICES , PFG ADVISORS , PFG ADVISORS, LLC , PRIORITY FINANCIAL PARTNERS , PRIORITY FINANCIAL PARTNERS, LLC , REACH INVESTMENT SERVICES , SATTLER PENSION AND WEALTH MANAGEMENT , SCOTT HANISH LLC , STANFORD FEDERAL INVESTMENT SERVICES , THUNDERBIRD WEALTH MANAGEMENT , TRUWEST WEALTH MANAGEMENT SERVICES , TURNING POINTE WEALTH MANAGEMENT , WEALTH MANAGEMENT GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/01/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/21/2015
California 01/21/2015
Colorado 01/04/2017
Illinois 02/14/2018
Louisiana 02/26/2015
Massachusetts 02/09/2018
Michigan 02/09/2018
Montana 02/09/2018
Nebraska 02/09/2018
Nevada 01/04/2017
New Jersey 01/21/2015
New Mexico 01/21/2015
New York 02/09/2018
North Carolina 06/06/2017
Oregon 02/09/2018
Pennsylvania 01/21/2015
Tennessee 08/19/2016
Texas 12/01/2014
Utah 02/09/2018
Vermont 01/04/2017
Virginia 02/09/2018
Washington 01/04/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser