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Investment Adviser Firm Summary

PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC (CRD# 173288 / SEC# 801-80873)
Alternate Names: DB-SPV, LLC , PARTNERSHIP CAPITAL GROWTH FUND I AIV, LP , PARTNERSHIP CAPITAL GROWTH FUND I, LP , PARTNERSHIP CAPITAL GROWTH III MAIN BLOCKER, LP , PARTNERSHIP CAPITAL GROWTH INVESTORS III BLOCKER, LP , PARTNERSHIP CAPITAL GROWTH INVESTORS III GP, LLC , PARTNERSHIP CAPITAL GROWTH INVESTORS III INTERNATIONAL, LP , PARTNERSHIP CAPITAL GROWTH INVESTORS III, LP , PARTNERSHIP CAPITAL GROWTH INVESTORS LLC , PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC , PARTNERSHIP CAPITAL GROWTH TBL MANAGEMENT, LLC , PCG INVESTORS III AFI CO-INVEST LP , PCG-ARES SIDECAR INVESTMENT II LP , PCG-ARES SIDECAR INVESTMENT LP , PCGI III BLOCKED AIV, LP , PCGI III DIRECT AIV, LP , TBL CAPITAL, LP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/17/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 09/17/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser