at


Investment Adviser Firm Summary

WCG WEALTH ADVISORS, LLC (CRD# 173194 / SEC# 801-80386)
Alternate Names: ANCHOR WEALTH MANAGEMENT GROUP, LLC , BAIR FINANCIAL PLANNING , BARRETT FINANCIAL SERVICES , DE MANAGEMENT , DISCIPLINED EQUITIES MANAGEMENT , FIDES WEALTH STRATEGIES GROUP , FRANZ TATUM WEALTH MANAGEMENT , HASKELL WEALTH MANAGEMENT , JHM WEALTH MANAGEMENT, INC. , KAWABE & ASSOCIATES , PROSPERITY WEALTH PARTNERS, LLC , REDWITZ WEALTH MANAGEMENT , SPECTRUM WEALTH MANAGEMENT, INC. , THE WEALTH CONSULTING GROUP , TRELOAR & HEISEL WEALTH MANAGEMENT , WCG WEALTH ADVISORS , WCG WEALTH ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/01/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/28/2017
Alaska 04/28/2017
Arizona 10/01/2014
California 10/01/2014
Colorado 11/14/2014
Connecticut 04/28/2017
Delaware 04/28/2017
Florida 02/25/2016
Georgia 04/28/2017
Hawaii 02/25/2016
Idaho 04/28/2017
Illinois 01/03/2017
Indiana 02/25/2016
Iowa 04/28/2017
Kansas 04/28/2017
Louisiana 12/08/2014
Maine 04/28/2017
Maryland 04/28/2017
Massachusetts 04/28/2017
Michigan 02/25/2016
Minnesota 04/28/2017
Missouri 02/25/2016
Nevada 10/01/2014
New Hampshire 04/28/2017
New Jersey 05/23/2017
New Mexico 10/01/2014
New York 02/25/2016
North Carolina 12/27/2016
Ohio 04/28/2017
Oklahoma 04/28/2017
Oregon 02/25/2016
Pennsylvania 12/19/2016
Rhode Island 04/28/2017
South Carolina 04/28/2017
South Dakota 04/28/2017
Tennessee 04/28/2017
Texas 11/12/2014
Utah 04/28/2017
Virginia 02/25/2016
Washington 02/23/2016
Wisconsin 02/25/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser