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Investment Adviser Firm Summary

ENVESTNET RETIREMENT SOLUTIONS, LLC (CRD# 171570 / SEC# 801-79855)
Alternate Names: ENVESTNET RETIREMENT SOLUTIONS, LLC , ERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/28/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/24/2014
Alaska 06/24/2014
Arizona 06/24/2014
Arkansas 06/24/2014
California 06/05/2014
Colorado 04/28/2014
Connecticut 06/24/2014
Delaware 06/24/2014
District of Columbia 06/24/2014
Florida 05/27/2014
Georgia 06/24/2014
Hawaii 06/24/2014
Idaho 06/24/2014
Illinois 06/06/2014
Indiana 04/28/2014
Iowa 04/28/2014
Kansas 06/24/2014
Kentucky 06/24/2014
Louisiana 06/24/2014
Maine 06/24/2014
Maryland 06/24/2014
Massachusetts 06/24/2014
Michigan 04/28/2014
Minnesota 06/24/2014
Mississippi 06/24/2014
Missouri 06/24/2014
Montana 06/24/2014
Nebraska 06/24/2014
Nevada 06/24/2014
New Hampshire 06/24/2014
New Jersey 06/06/2014
New Mexico 06/24/2014
New York 05/27/2014
North Carolina 06/24/2014
North Dakota 06/24/2014
Ohio 04/28/2014
Oklahoma 06/24/2014
Oregon 06/24/2014
Pennsylvania 06/24/2014
Puerto Rico 06/24/2014
Rhode Island 06/24/2014
South Carolina 06/24/2014
South Dakota 06/24/2014
Tennessee 06/24/2014
Texas 06/24/2014
Utah 06/24/2014
Vermont 06/24/2014
Virgin Islands 06/24/2014
Virginia 06/24/2014
Washington 06/24/2014
West Virginia 06/24/2014
Wisconsin 06/24/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser