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Investment Adviser Firm Summary

IHT WEALTH MANAGEMENT LLC (CRD# 171481 / SEC# 801-79769)
Alternate Names: GREEN STONE BELT WEALTH ADVISORS, LLC , IHT WEALTH MANAGEMENT LLC , J. DAVID BARKLEY & ASSOCIATES , KMG PRIVATE WEALTH MANAGEMENT , NVISION 401(K) PLAN ADVISORS , NVISION WEALTH PARTNERS, LLC , OMNI WEALTH MANAGEMENT, LLC , SHARD FINANCIAL SERVICES, INC. , SJD PARTNERS LLC , SPENCER, WERNLI & WILSON ADVISORS , TALL OAKS ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/28/2014
Florida Terminated 12/06/2016
Illinois Terminated 02/24/2015
Texas Terminated 12/06/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/04/2018
Arizona 01/04/2018
Arkansas 01/04/2018
California 02/24/2015
Colorado 01/04/2018
Connecticut 01/04/2018
Florida 02/24/2015
Georgia 01/04/2018
Illinois 02/24/2015
Indiana 07/15/2016
Iowa 10/14/2016
Kansas 10/13/2017
Maryland 01/04/2018
Massachusetts 01/04/2018
Michigan 05/21/2015
Minnesota 07/15/2016
Missouri 02/12/2016
Nebraska 01/04/2018
Nevada 01/04/2018
New Jersey 01/10/2018
New York 01/04/2018
North Carolina 01/04/2018
Ohio 07/15/2016
Oklahoma 10/13/2017
Oregon 01/04/2018
Pennsylvania 07/15/2016
South Carolina 03/17/2017
Tennessee 01/04/2018
Texas 02/05/2015
Utah 01/04/2018
Virginia 03/16/2016
Washington 01/04/2018
West Virginia 10/14/2016
Wisconsin 02/24/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser