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Investment Adviser Firm Summary

GWM ADVISORS, LLC (CRD# 171351 / SEC# 801-79876)
Alternate Names: BO HARRIS WEALTH MANAGEMENT , CESTIA WEALTH MANAGEMENT , CHOICE FINANCIAL WEALTH MANAGEMENT , CLINARD FINANCIAL , COASTAL CAPITAL ADVISORS , COREWEALTH INVESTMENT ADVISORS , CPR WEALTH ADVISORS , DARDEN FINANCIAL , DEUPREE JAMES WEALTH MANAGEMENT , FIORIO WEALTH ADVISORS , FLINT HILLS INVESTMENT SERVICES , FRENCH FINANCIAL , GOSS ADVISORS , GOSS WEALTH MANAGEMENT , GOSS WEALTH MANAGEMENT LLC , GSH ASSET MANAGEMENT , GULF POINT ADVISORS , GWM ADVISORS , GWM ADVISORS, LLC , HEWES-GAINEY WEALTH MANAGEMENT , HUGHES WEALTH MANAGEMENT , INVESTMENT SERVICES LLC , MCNEELY WEALTH MANAGEMENT , OAK GROVE WEALTH PARTNERS , PAPA FINANCIAL SERVICES , PILGREEN WEALTH MANAGEMENT , PLANNINGTEAM FINANCIAL ADVISORS , RAU FINANCIAL GROUP , REINKE GRAY WEALTH MANAGEMENT , SMITH WEALTH MANAGEMENT GROUP , SOUTH LOUISIANA FINANCIAL SERVICES, LLC , SOUTHERN POINT INVESTMENT PARTNERS , STONECREEK CAPITAL MANAGEMENT , TAXWISE WEALTH MANAGEMENT, INC. , TOUJOURS PLANNING WEALTH MANAGEMENT , TOUJOURS WORTH , TOUPS WEALTH MANAGEMENT , VALLEY WEALTH ADVISORS , VINCENT LILES THOMPSON PRIVATE WEALTH MANAGEMENT , YOUNG ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/20/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/25/2016
Arizona 09/18/2018
Arkansas 11/17/2017
California 02/04/2015
Colorado 03/22/2018
Florida 04/14/2016
Georgia 01/30/2017
Hawaii 09/18/2018
Idaho 09/18/2018
Illinois 09/19/2018
Indiana 09/18/2018
Iowa 09/18/2018
Kansas 04/14/2016
Louisiana 06/20/2014
Maine 09/18/2018
Massachusetts 01/30/2017
Michigan 09/18/2018
Minnesota 02/08/2018
Mississippi 02/04/2015
Missouri 09/18/2018
Montana 09/18/2018
New Hampshire 09/18/2018
New Jersey 10/10/2018
New Mexico 09/18/2018
North Carolina 01/30/2017
North Dakota 02/08/2018
Ohio 01/30/2017
Oklahoma 01/30/2017
Oregon 09/18/2018
South Carolina 03/22/2018
South Dakota 02/08/2018
Tennessee 03/22/2018
Texas 06/24/2014
Utah 09/18/2018
Virginia 01/30/2017
Washington 09/18/2018
Wisconsin 02/08/2018
Wyoming 09/18/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser