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Investment Adviser Firm Summary

TRIAD HYBRID SOLUTIONS, LLC (CRD# 171070 / SEC# 801-80075)
Alternate Names: BLACK STONE PARTNERS, LLC , BLUE WATERS WEALTH ADVISORS , CANTRILL FINANCIAL GROUP LLC , CLARITY FINANCIAL ADVISORS , DUNHAM & DEITEL WEALTH MANAGEMENT , FIDUCIARY FINANCIAL SERVICE , HEAD INVESTMENT PARTNERS , HERMANN FINANCIAL SERVICES, INC , HERSHEY WEALTH ADVISORS , INDICON, INC , NORTHSTAR WEALTH MANAGEMENT , PFS CAPITAL MANAGEMENT , PLACE FINANCIAL ADVISORS , PLATINUM BRIDGE WEALTH STRATEGIES , SORENSEN WEALTH MANAGEMENT , STONEBRIDGE FINANCIAL GROUP , THE DOOLITTLE FINANCIAL NETWORK , THE WEALTH PLAN COMPANY , TRIAD HYBRID SOLUTIONS , TRIAD HYBRID SOLUTIONS, LLC , UPSTATE FINANCIAL NETWORK, LLC , WHITECLIFF WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/17/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/17/2014
Arizona 11/04/2014
Arkansas 11/04/2014
California 07/17/2014
Colorado 07/17/2014
Connecticut 11/04/2014
Delaware 01/15/2016
District of Columbia 01/05/2017
Florida 07/17/2014
Georgia 07/17/2014
Idaho 06/24/2016
Illinois 07/17/2014
Indiana 07/17/2014
Iowa 06/14/2018
Kansas 07/29/2016
Kentucky 07/17/2014
Louisiana 11/04/2014
Maine 02/05/2016
Maryland 07/17/2014
Massachusetts 07/17/2014
Michigan 02/05/2016
Minnesota 11/17/2014
Mississippi 01/15/2016
Missouri 11/04/2014
Nevada 12/05/2014
New Hampshire 02/05/2016
New Jersey 08/01/2014
New Mexico 07/01/2016
New York 11/04/2014
North Carolina 07/17/2014
Ohio 07/17/2014
Oregon 05/27/2016
Pennsylvania 07/17/2014
Rhode Island 06/08/2018
South Carolina 07/17/2014
South Dakota 01/05/2015
Tennessee 07/17/2014
Texas 07/17/2014
Utah 06/24/2016
Vermont 05/27/2016
Virginia 07/17/2014
Washington 01/05/2016
West Virginia 05/27/2016
Wisconsin 01/05/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser