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Investment Adviser Firm Summary

BPU INVESTMENT MANAGEMENT, INC. (CRD# 17058 / SEC# 8-34979, 801-60229)
Alternate Names: BERKOWITZ, PIERCHALSKI INC. , BPU CAPITAL MARKETS , BPU INVESTMENT GROUP, INC. , BPU INVESTMENT MANAGEMENT INC. , BPU INVESTMENT MANAGEMENT, INC. , CUVEST , EQUITY CAPITAL MANAGEMENT , NADAV BAUM GROUP (NBG) , NEW ALBANY CAPITAL , PARAGON WEALTH MANAGEMENT , WBRP INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/18/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/17/2010
Arkansas 03/29/2018
California 03/17/2010
Connecticut 05/12/2017
Florida 05/18/2001
Illinois 04/16/2004
Iowa 03/29/2018
Kentucky 07/25/2014
Louisiana 03/31/2011
Maryland 11/06/2015
Massachusetts 03/17/2010
Michigan 05/12/2017
New Hampshire 05/02/2012
New Jersey 05/20/2011
New York 04/01/2013
North Carolina 03/30/2009
Ohio 05/18/2001
Pennsylvania 05/18/2001
South Carolina 07/25/2014
Tennessee 07/25/2014
Texas 03/31/2006
Virginia 03/17/2010
Washington 07/25/2014
West Virginia 05/18/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser