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Investment Adviser Firm Summary

CHARTWELL INVESTMENT PARTNERS, LLC (CRD# 170335 / SEC# 801-79127)
Alternate Names: CHARTWELL ACQUISITION, INC. , CHARTWELL ACQUISITION, INCORPORATED , CHARTWELL INVESTMENT PARTNERS, INC. , CHARTWELL INVESTMENT PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/11/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/05/2014
Alaska 03/05/2014
Arizona 03/05/2014
Arkansas 03/05/2014
California 03/05/2014
Colorado 03/05/2014
Connecticut 03/05/2014
Delaware 03/05/2014
District of Columbia 03/05/2014
Florida 03/05/2014
Georgia 03/05/2014
Hawaii 03/05/2014
Idaho 03/05/2014
Illinois 03/06/2014
Indiana 03/05/2014
Iowa 03/05/2014
Kansas 03/05/2014
Kentucky 03/05/2014
Louisiana 03/05/2014
Maine 03/05/2014
Maryland 03/05/2014
Massachusetts 03/05/2014
Michigan 03/05/2014
Minnesota 03/05/2014
Mississippi 03/05/2014
Missouri 03/05/2014
Montana 03/05/2014
Nebraska 03/05/2014
Nevada 03/05/2014
New Hampshire 03/05/2014
New Jersey 03/21/2014
New Mexico 03/05/2014
New York 03/05/2014
North Carolina 03/05/2014
North Dakota 03/05/2014
Ohio 03/05/2014
Oklahoma 03/05/2014
Oregon 03/05/2014
Pennsylvania 02/11/2014
Puerto Rico 03/05/2014
Rhode Island 03/05/2014
South Carolina 03/05/2014
South Dakota 03/05/2014
Tennessee 03/05/2014
Texas 03/05/2014
Utah 03/05/2014
Vermont 03/05/2014
Virginia 03/05/2014
Washington 03/05/2014
West Virginia 03/05/2014
Wisconsin 03/05/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser