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Investment Adviser Firm Summary

ALLY INVEST ADVISORS INC (CRD# 170301 / SEC# 801-79305)
Alternate Names: ALLY INVEST ADVISORS , ALLY INVEST ADVISORS INC , ONE MARKET ADVISORS , ONE MARKET ADVISORS, INC. , ONE MARKET ADVISORS, LLC , TRADEKING ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/27/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/24/2016
Alaska 02/24/2016
Arizona 02/25/2015
Arkansas 05/24/2016
California 01/23/2015
Colorado 05/26/2015
Connecticut 06/23/2015
Delaware 10/24/2016
District of Columbia 11/23/2015
Florida 10/16/2014
Georgia 03/10/2015
Hawaii 10/14/2015
Idaho 03/17/2016
Illinois 03/11/2015
Indiana 05/24/2016
Iowa 10/14/2015
Kansas 09/08/2015
Kentucky 06/23/2015
Louisiana 03/10/2015
Maine 10/24/2016
Maryland 03/10/2015
Massachusetts 04/27/2015
Michigan 03/10/2015
Minnesota 05/24/2016
Mississippi 02/24/2016
Missouri 09/08/2015
Montana 10/24/2016
Nebraska 11/04/2015
Nevada 05/24/2016
New Hampshire 05/24/2016
New Jersey 02/20/2015
New Mexico 10/24/2016
New York 01/23/2015
North Carolina 03/27/2014
Ohio 03/10/2015
Oklahoma 09/08/2015
Oregon 06/23/2015
Pennsylvania 01/23/2015
Puerto Rico 12/28/2015
Rhode Island 02/03/2016
South Carolina 01/23/2015
South Dakota 10/12/2018
Tennessee 06/23/2015
Texas 01/23/2015
Utah 10/14/2015
Vermont 11/16/2017
Virginia 02/09/2015
Washington 04/01/2015
West Virginia 11/16/2017
Wisconsin 05/24/2016
Wyoming 10/12/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser