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Investment Adviser Firm Summary

HAYDEN ROYAL, LLC (CRD# 170037 / SEC# 801-101516)
Alternate Names: 3G WEALTH MANAGEMENT , ANTHONY CAPITAL MANAGEMENT , ARIES CAPITAL MANAGEMENT , BRIDGEWAY WEALTH PARTNERS , BRITTISON FINANCIAL GROUP , CAPITAL CITY FINANCIAL PARTNERS , CARDINAL WEALTH PARTNERS , CAROLINA PLANNING , CB INVESTMENT MANAGEMENT , CHAPMAN CAPITAL ADVISORS , CHRIS BELCHAMBER INVESTMENT MANAGEMENT, LLC , CHRONOS WEALTH MANAGEMENT , EAGLEVIEW WEALTH , EVERGLADES PARKLAND ADVISORS , FIRST OAK WEALTH ADVISORY , FIRST WEALTH ADVISORS , FIRST WEALTH ADVISORY, INC. , GAUTHIER WEALTH MANAGEMENT , GENERATIONS WEALTH PLANNING , GLENWOOD FINANCIAL PARTNERS , GREAT LAKES & ATLANTIC WEALTH MANAGEMENT AND ADVISORY PARTNERS , GREAT LAKES WEALTH MANAGEMENT AND ADVISORY PARTNERS, INC. , HAYDEN ROYAL , HAYDEN ROYAL, LLC , HILTON HEAD CAPITAL PARTNERS , JHG FINANCIAL ADVISORS, LLC , JOHN A. HAND III WEALTH ADVISORS , LANGLEY WEALTH MANAGEMENT , LIFE TRANSITIONS PLANNING LLC , NOBLEBRIDGE WEALTH PARTNERS , NORTHERN VIRGINIA WEALTH MANAGEMENT , OLIVER WEALTH MANAGEMENT , PIEDMONT WEALTH ADVISORS , POINT CAPITAL MANAGEMENT , PRICE WEALTH MANAGEMENT , RED OAK CAPITAL MANAGEMENT , SHORELINE PARTNERS WEALTH MANAGEMENT, LLC , SUTTER WEALTH MANAGEMENT , TAYLOR WEALTH MANAGEMENT , TICE MCNINCH WEALTH MGMT , TOWN SQUARE CONSULTING , WEALTHPOINT INVESTMENT ADVISORS , WHITE OAK WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/17/2015
Illinois Terminated 11/10/2015
Mississippi Terminated 11/10/2015
North Carolina Terminated 11/10/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/08/2016
Arkansas 01/03/2017
California 01/20/2017
Connecticut 02/10/2017
District of Columbia 04/29/2016
Florida 04/04/2016
Illinois 11/10/2015
Indiana 03/20/2018
Maryland 01/27/2016
Michigan 11/10/2015
Minnesota 07/12/2017
Mississippi 11/10/2015
New Jersey 01/18/2017
New York 04/29/2016
North Carolina 11/10/2015
Ohio 12/01/2017
Pennsylvania 12/07/2015
Puerto Rico 04/04/2017
South Carolina 03/14/2016
Tennessee 11/10/2015
Texas 03/14/2016
Virginia 04/04/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser