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Investment Adviser Firm Summary

THE HUNTINGTON INVESTMENT COMPANY (CRD# 16986 / SEC# 8-34867, 801-58015)
Alternate Names: HUNTINGTON CAPITAL MARKETS, INC. , HUNTINGTON FINANCIAL ADVISORS , THE HUNTINGTON BROKER DEALER COMPANY , THE HUNTINGTON COMPANY , THE HUNTINGTON INVESTMENT COMPANY

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/06/2000
Ohio Terminated 11/15/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/30/2015
Alaska 03/30/2015
Arizona 03/30/2006
Arkansas 08/30/2010
California 03/30/2006
Colorado 03/30/2006
Connecticut 08/30/2010
Delaware 03/30/2015
District of Columbia 01/18/2008
Florida 05/12/1988
Georgia 12/19/2008
Hawaii 03/30/2015
Idaho 03/30/2015
Illinois 05/16/2008
Indiana 10/07/1998
Iowa 09/01/2010
Kansas 03/30/2015
Kentucky 11/21/2001
Louisiana 01/25/2010
Maine 03/30/2015
Maryland 11/21/2006
Massachusetts 06/11/2009
Michigan 10/02/1998
Minnesota 08/21/2006
Mississippi 03/30/2015
Missouri 10/31/2008
Montana 03/30/2015
Nebraska 12/22/2010
Nevada 02/29/2008
New Hampshire 03/30/2015
New Jersey 07/27/2009
New Mexico 01/25/2010
New York 03/30/2006
North Carolina 03/30/2006
North Dakota 03/30/2015
Ohio 11/15/2000
Oklahoma 03/08/2010
Oregon 08/30/2010
Pennsylvania 04/12/2007
Puerto Rico 03/30/2015
Rhode Island 03/30/2015
South Carolina 03/30/2006
South Dakota 06/29/2009
Tennessee 03/08/2010
Texas 03/30/2006
Utah 03/30/2011
Vermont 03/30/2015
Virgin Islands 03/30/2015
Virginia 03/27/2006
Washington 08/30/2010
West Virginia 10/02/1998
Wisconsin 01/25/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser