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Investment Adviser Firm Summary

HAHN FINANCIAL GROUP, INC. (CRD# 169787 / SEC# 801-80401)
Alternate Names: HAHN FINANCIAL GROUP , HAHN FINANCIAL GROUP, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/14/2014
Michigan Terminated 03/13/2015
Minnesota Terminated 10/30/2014
South Dakota Terminated 10/14/2014
Texas Terminated 10/14/2014
Wisconsin Terminated 10/14/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 10/14/2014
California 11/28/2016
Colorado 04/06/2018
Florida 10/14/2014
Georgia 10/14/2014
Illinois 10/19/2015
Iowa 02/19/2016
Michigan 10/14/2014
Minnesota 10/14/2014
Nebraska 04/04/2017
North Carolina 01/15/2018
North Dakota 07/21/2016
Ohio 07/21/2016
Oregon 07/21/2016
Pennsylvania 06/06/2017
South Dakota 10/14/2014
Texas 10/14/2014
Washington 06/02/2015
Wisconsin 10/14/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser