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Investment Adviser Firm Summary

VISIONPOINT ADVISORY GROUP, LLC (CRD# 168733 / SEC# 801-78506)
Alternate Names: 401K FOR ME , CASTLE FINANCIAL , DELSA WEALTH MANAGEMENT , FIVE TALENTS ADVISORY , FIVE TALENTS FINANCIAL MANAGEMENT GROUP , ROCKWAY WEALTH PARTNERS , STAHR, MATTHEW G , TEXAS PRIVATE WEALTH , UNITED WEALTH MANAGEMENT , VISIONPOINT , VISIONPOINT ADVISORY GROUP , VISIONPOINT ADVISORY GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/08/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/21/2015
Arkansas 01/19/2018
California 10/15/2014
Colorado 03/09/2017
Florida 03/09/2017
Illinois 04/07/2015
Iowa 01/03/2018
Kansas 01/03/2018
Louisiana 06/10/2016
Minnesota 03/17/2016
Missouri 12/22/2016
Montana 10/15/2014
Nebraska 09/19/2013
New Hampshire 05/17/2018
New Jersey 06/23/2016
Ohio 05/17/2018
Oklahoma 10/02/2013
South Dakota 09/06/2013
Tennessee 09/29/2016
Texas 09/06/2013
Washington 09/06/2013
Wisconsin 03/09/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser