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Investment Adviser Firm Summary

BLOOOM, INC. (CRD# 168604 / SEC# 801-78556)
Alternate Names: BLOOOM, INC. , BLOOOM.COM , ZOTA INCORPORATED

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/10/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/05/2016
Alaska 01/05/2017
Arizona 01/05/2016
Arkansas 04/26/2016
California 01/09/2015
Connecticut 01/05/2016
Delaware 04/26/2016
District of Columbia 01/05/2016
Florida 01/14/2015
Georgia 01/14/2015
Hawaii 01/05/2016
Idaho 01/05/2016
Illinois 01/06/2016
Indiana 01/05/2016
Iowa 01/05/2016
Kansas 06/24/2014
Kentucky 02/08/2016
Louisiana 05/11/2015
Maine 02/08/2016
Maryland 01/14/2015
Massachusetts 01/14/2015
Michigan 01/05/2016
Minnesota 01/05/2016
Mississippi 01/05/2017
Missouri 01/09/2015
Montana 01/05/2017
Nebraska 05/11/2015
Nevada 01/05/2016
New Hampshire 01/14/2015
New Jersey 01/29/2015
New Mexico 04/26/2016
New York 01/14/2015
North Carolina 01/05/2016
North Dakota 01/05/2017
Ohio 01/05/2016
Oklahoma 01/05/2016
Oregon 01/05/2016
Pennsylvania 01/05/2016
Puerto Rico 11/28/2017
Rhode Island 01/05/2016
South Carolina 01/05/2016
South Dakota 01/05/2017
Tennessee 01/05/2016
Texas 01/14/2015
Utah 01/05/2016
Vermont 01/05/2016
Virginia 01/05/2016
Washington 01/14/2015
West Virginia 01/05/2017
Wisconsin 01/05/2016
Wyoming 07/02/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser