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Investment Adviser Firm Summary

SYNOVUS TRUST COMPANY, N.A. (CRD# 168405 / SEC# 801-78344)
Alternate Names: GLOBALT INVESTMENTS , GLOBALT INVESTMENTS A SEPARATELY IDENTIFIABLE DIVISION OF SYNOVUS TRUST COMPANY , SYNOVUS TRUST COMPANY, N.A.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/30/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/30/2013
Arizona 03/29/2016
Arkansas 03/29/2016
California 07/30/2013
Colorado 03/26/2014
District of Columbia 03/29/2016
Florida 07/30/2013
Georgia 07/30/2013
Hawaii 01/16/2018
Illinois 07/30/2013
Indiana 03/29/2016
Iowa 03/29/2016
Kentucky 07/30/2013
Louisiana 07/30/2013
Maryland 03/23/2015
Massachusetts 03/29/2016
Michigan 07/30/2013
Minnesota 03/29/2016
Mississippi 07/30/2013
Missouri 03/29/2016
Nebraska 03/29/2016
Nevada 03/29/2016
New Hampshire 03/29/2016
New Jersey 04/19/2016
New Mexico 03/29/2016
New York 03/29/2016
North Carolina 07/30/2013
Ohio 03/29/2016
Oklahoma 03/26/2014
Pennsylvania 03/29/2016
South Carolina 07/30/2013
Tennessee 07/30/2013
Texas 07/30/2013
Utah 03/29/2016
Virginia 07/30/2013
Washington 03/29/2016
Wisconsin 03/29/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser