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Investment Adviser Firm Summary

INDEPENDENT ADVISOR ALLIANCE, LLC (CRD# 168267 / SEC# 801-78808)
Alternate Names: AFTON WEALTH MANAGEMENT , ALASKA FINANCIAL ASSOCIATES , ATLANTIC COAST WEALTH MANAGEMENT , BLACKBRIDGE FINANCIAL , BLUEWATER FINANCIAL SERVICES , BOAN FINANCIAL GROUP , BRYANT & BOLICK FINANCIAL SERVICES, INC. , CAUBLE SCHRIFT , CAUBLE SCHRIFT PRIVATE ASSET MANAGEMENT , CERMAK-SERFASS WEALTH MANAGEMENT , CFG , CHARLOTTE WEALTH ADVISORS , COMPASS INVESTMENT ADVISORS, LLC , CRESCENT FINANCIAL GROUP , CRITICAL TRANSITIONS WEALTH ADVISORS , CROSSROADS FINANCIAL GROUP, LLC , DISTINCTIVE WEALTH MANAGEMENT , DOLF DUNN WEALTH MANAGEMENT , DU LAC WEALTH SERVICES , EBERST WEALTH MANAGEMENT , EDMONDSON CAPITAL AND FINANCIAL PLANNING , FAMILY WEALTH PARTNERS , FIRST COMMUNITY FINANCIAL CONSULTANTS , GRACE FINANCIAL SERVICES, LLC , H. DEWEY THOMPSON FINANCIAL SERVICES , HARVEY WEALTH MANAGEMENT GROUP , HMC PARTNERS , HUTCHISON WEALTH MANAGEMENT GROUP , INDEPENDENT ADVISOR ALLIANCE, LLC , K.A. GREGORY WEALTH MANAGEMENT , KING WEALTH PARTNERS , LORD WEALTH MANAGEMENT , M&F WEALTH MANAGEMENT , MARLINE & ASSOCIATES, LLC WEALTH MANAGEMENT , MARZANO CAPITAL GROUP , MATT JELNICKY, CFP , MAYNARD & ASSOCIATES WEALTH MANAGEMENT , MCQUILLING FINANCIAL SERVICES, LLC , MIDTOWN ADVISORS , MOHLMAN WEALTH MANAGEMENT , MOORE & BURKHARDT WEALTH MANAGEMENT , NORTH POINT FINANCIAL PLANNERS , ONE TREE HILL INVESTMENT ADVISORS , PALMETTO INVESTMENT CONSULTANTS, LLC , PARADIGM WEALTH PARTNERS , R.J. SCHRIFT PRIVATE ASSET MANAGEMENT , ROLLER WEALTH MANAGEMENT , RUTLEDGE FINANCIAL PARTNERS , SECOND HALF STRATEGIES , SOCRATIC WEALTH ADVISORS , SOUTHERN WEALTH ADVISORS , STRAIGHT ARROW FINANCIAL GROUP , THORIUM WEALTH MANAGEMENT , TWC WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/26/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/10/2014
Alaska 01/10/2014
Arizona 11/26/2013
Arkansas 04/28/2016
California 11/26/2013
Colorado 11/26/2013
Connecticut 11/26/2013
Delaware 11/26/2013
District of Columbia 11/26/2013
Florida 11/26/2013
Georgia 11/26/2013
Hawaii 03/30/2018
Idaho 03/30/2018
Illinois 11/26/2013
Indiana 11/26/2013
Iowa 05/10/2016
Kansas 01/10/2014
Kentucky 01/10/2014
Louisiana 01/10/2014
Maine 01/10/2014
Maryland 11/26/2013
Massachusetts 11/26/2013
Michigan 11/26/2013
Minnesota 01/10/2014
Mississippi 01/10/2014
Missouri 11/26/2013
Montana 03/30/2018
Nebraska 04/28/2016
Nevada 11/26/2013
New Hampshire 09/09/2015
New Jersey 11/26/2013
New Mexico 01/10/2014
New York 11/26/2013
North Carolina 11/26/2013
North Dakota 03/30/2018
Ohio 11/26/2013
Oklahoma 03/30/2018
Oregon 11/26/2013
Pennsylvania 11/26/2013
Puerto Rico 11/26/2013
Rhode Island 11/26/2013
South Carolina 11/26/2013
South Dakota 03/30/2018
Tennessee 11/26/2013
Texas 11/26/2013
Utah 11/26/2013
Vermont 11/26/2013
Virginia 11/26/2013
Washington 11/26/2013
West Virginia 01/10/2014
Wisconsin 01/10/2014
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser