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Investment Adviser Firm Summary

GOLDEN STATE WEALTH MANAGEMENT, LLC (CRD# 167995 / SEC# 801-107445)
Alternate Names: CHAMPLAIN WEALTH ADVISORS , COMPANION WEALTH MANAGEMENT , CORNERSTONE FINANCIAL , GOLDEN STATE ASSET MANAGEMENT , GOLDEN STATE EQUITY PARTNERS , GOLDEN STATE WEALTH MANAGEMENT, LLC , GRANITE BAY WEALTH MANAGEMENT , GSAM , GSWM , HENARES, PREISLER & ASSOCIATES, INC. , ISAAC KIM WEALTH MANAGEMENT , LAGUNA POINT WEALTH ADVISORS , LUNDQVIST WEALTH STRATEGIES , MILLER WEALTH MANAGEMENT , OAKMONT FINANCIAL GROUP, LLC , PERCISION CAPITAL MANAGEMENT , POINTWEALTH CAPITAL MANAGEMENT , PRECISION CAPITAL MANAGEMENT , PREMIER CAPITAL WEALTH MANAGEMENT , STELLAR WEALTH MANAGEMENT , WESTLAKE INVESTMENT ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/21/2016
California Terminated 04/28/2016
Washington Terminated 04/29/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/17/2017
California 03/21/2016
Florida 01/24/2018
Kansas 08/21/2017
Louisiana 06/22/2016
Nevada 01/24/2018
Tennessee 11/29/2016
Texas 02/17/2017
Virginia 01/24/2018
Washington 03/21/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser