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Investment Adviser Firm Summary

ALLIANT RETIREMENT SERVICES (CRD# 167970 / SEC# 801-78240)
Alternate Names: ALLIANT RETIREMENT CONSULTING , ALLIANT RETIREMENT SERVICES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/09/2013
Alaska Terminated 02/20/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 04/14/2015
Arizona 10/12/2015
California 10/12/2015
Colorado 10/12/2015
District of Columbia 10/12/2015
Florida 10/12/2015
Georgia 12/16/2013
Hawaii 03/22/2016
Idaho 04/14/2015
Illinois 01/31/2018
Kansas 03/15/2016
Louisiana 10/12/2015
Maryland 10/12/2015
Minnesota 10/12/2015
Montana 01/30/2018
New York 10/12/2015
North Carolina 10/12/2015
Ohio 10/12/2015
Oregon 03/15/2016
Pennsylvania 10/12/2015
South Carolina 02/16/2018
Tennessee 10/12/2015
Texas 07/09/2013
Virginia 10/12/2015
Washington 04/14/2015
Wisconsin 10/12/2015
Wyoming 01/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser