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Investment Adviser Firm Summary

VPWM ADVISORS, LLC (CRD# 167886 / SEC# 801-99343)
Alternate Names: FLEISCHER AND JOHNSON WEALTH MANAGEMENT , FMS FINANCIAL PLANNING , NORTHERN RETIREMENT PARTNERS , NRP ADVISORS , NRP ADVISORS, LLC , VANTAGE POINT WEALTH MANAGEMENT , VPWM ADVISORS , VPWM ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/03/2015
Iowa Terminated 06/30/2015
Minnesota Terminated 06/24/2015
North Dakota Terminated 06/24/2015
South Dakota Terminated 06/24/2015
Texas Terminated 06/24/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/03/2015
California 04/18/2017
Colorado 06/03/2015
Florida 06/03/2015
Georgia 06/03/2015
Illinois 04/24/2017
Minnesota 06/03/2015
Nebraska 04/18/2017
North Carolina 04/18/2017
North Dakota 06/03/2015
Oklahoma 04/18/2017
South Dakota 06/03/2015
Texas 06/03/2015
Utah 04/18/2017
Virginia 06/03/2015
Washington 07/25/2018
Wisconsin 04/18/2017
Wyoming 02/20/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser