at


Investment Adviser Firm Summary

QUEST CAPITAL STRATEGIES, INC. (CRD# 16783 / SEC# 8-34532, 801-77927)
Alternate Names: QUEST CAPITAL , QUEST CAPITAL INVESTMENTS, INC. , QUEST CAPITAL STRATEGIES, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/30/2013
California Terminated 08/24/2013
Colorado Terminated 07/26/2013
Florida Terminated 07/25/2013
Iowa Terminated 07/25/2013
Maryland Terminated 08/12/2013
Missouri Cancelled 10/28/2003
Montana Terminated 10/28/2003
New Jersey Terminated 08/07/2013
New York Terminated 07/25/2013
North Carolina Terminated 07/25/2013
Oregon Terminated 07/31/2013
Pennsylvania Terminated 07/26/2013
Rhode Island Terminated 07/25/2013
Texas Terminated 07/25/2013
Washington Terminated 07/29/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/13/2014
California 07/16/2013
Colorado 07/16/2013
Florida 07/17/2013
Georgia 10/19/2016
Idaho 04/17/2015
Illinois 05/08/2013
Indiana 06/09/2014
Iowa 07/16/2013
Kentucky 01/03/2017
Louisiana 05/17/2017
Maryland 07/16/2013
Massachusetts 06/16/2014
Michigan 06/09/2014
Minnesota 03/13/2018
Missouri 03/20/2018
Nevada 04/09/2018
New Hampshire 02/06/2015
New Jersey 08/07/2013
New Mexico 01/13/2014
New York 07/16/2013
North Carolina 01/04/2016
Ohio 08/28/2013
Oregon 01/04/2016
Pennsylvania 07/16/2013
Rhode Island 07/16/2013
South Carolina 03/27/2015
Tennessee 09/22/2017
Texas 07/16/2013
Virginia 05/10/2013
Washington 07/16/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser