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Investment Adviser Firm Summary

LION STREET ADVISORS, LLC (CRD# 167610 / SEC# 801-107414)
Alternate Names: LION STREET ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/16/2016
California Terminated 06/01/2016
Georgia Terminated 10/31/2013
Kansas Terminated 05/02/2016
Maryland Terminated 05/03/2016
Missouri Terminated 05/02/2016
North Carolina Terminated 02/13/2015
North Dakota Terminated 05/25/2016
Oklahoma Terminated 05/02/2016
Pennsylvania Terminated 05/05/2016
Texas Terminated 05/02/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/13/2017
Alaska 06/13/2017
Arizona 05/02/2016
Arkansas 06/13/2017
California 03/16/2016
Colorado 10/06/2016
Connecticut 05/02/2016
Delaware 06/13/2017
District of Columbia 05/02/2016
Florida 05/02/2016
Georgia 03/16/2016
Hawaii 10/06/2016
Idaho 06/13/2017
Illinois 05/03/2016
Indiana 06/13/2017
Iowa 06/13/2017
Kansas 03/16/2016
Kentucky 06/13/2017
Louisiana 05/02/2016
Maine 06/13/2017
Maryland 03/16/2016
Massachusetts 05/02/2016
Michigan 06/13/2017
Minnesota 03/16/2016
Mississippi 10/06/2016
Missouri 03/16/2016
Montana 06/13/2017
Nebraska 05/25/2016
Nevada 06/13/2017
New Hampshire 06/13/2017
New Jersey 05/16/2016
New Mexico 05/02/2016
New York 03/16/2016
North Carolina 06/13/2017
North Dakota 03/16/2016
Ohio 06/13/2017
Oklahoma 03/16/2016
Oregon 12/22/2016
Pennsylvania 03/16/2016
Rhode Island 06/13/2017
South Carolina 10/06/2016
South Dakota 05/02/2016
Tennessee 06/13/2017
Texas 03/16/2016
Utah 06/13/2017
Vermont 06/13/2017
Virginia 05/02/2016
Washington 10/06/2016
West Virginia 06/13/2017
Wisconsin 06/13/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser