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Investment Adviser Firm Summary

FORMIDABLE ASSET MANAGEMENT, LLC (CRD# 167555 / SEC# 801-77975)
Alternate Names: BBK CAPITAL PARTNERS, LLC , FORMIDABLE ASSET MANAGEMENT, LLC , FORMIDABLE CONSULTING SERVICES , FORMIDABLE FINANCIAL SERVICES, LLC , HALO INVESTING , NUMOVO ADVISORY SERVICES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/22/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/28/2014
California 03/28/2014
Colorado 03/28/2014
Delaware 03/28/2014
Florida 03/28/2014
Illinois 04/16/2014
Indiana 03/28/2014
Kentucky 03/28/2014
Massachusetts 03/28/2014
New York 03/28/2014
North Carolina 09/18/2017
Ohio 04/22/2013
Oregon 03/28/2014
Pennsylvania 03/24/2015
Texas 03/24/2015
Virginia 03/28/2014
Washington 03/28/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser