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Investment Adviser Firm Summary

AXYS CAPITAL LLC (CRD# 167434 / SEC# 801-78612)
Alternate Names: AXYS CAPITAL LLC , AXYS CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/25/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/31/2015
California 09/25/2013
Colorado 09/25/2013
Delaware 03/31/2015
Florida 09/25/2013
Hawaii 09/25/2013
Illinois 09/25/2013
Missouri 09/25/2013
Ohio 09/25/2013
Oklahoma 09/25/2013
Oregon 03/31/2015
Tennessee 09/25/2013
Texas 09/25/2013
Washington 09/25/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser