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Investment Adviser Firm Summary

WESTERN WEALTH MANAGEMENT LLC (CRD# 167344)
Alternate Names: AFFINITY WEALTH MANAGEMENT GROUP , ALPHA INVESTMENT STRATEGIES , APRISENT FINANCIAL GROUP , BEDFORD WEALTH ADVISORS , BLANCHARD WEALTH MANAGEMENT , CADENCE WEALTH MANAGEMENT , CASTLE PINES WEALTH MANAGEMENT GROUP , COMPASS BENEFIT PARTNERS , D. FRANK & ASSOCIATES , DC & ASSOCIATES, INC. ADVANCED FINANCIAL SOLUTIONS , DELOIA WEALTH MANAGEMENT , DESTINATION INVESTMENT STRATEGIES , DURABLE WEALTH MANAGEMENT, LLC , EZZELL FINANCIAL GROUP , FLEMING FINANCIAL MANAGEMENT , FRONT RANGE WEALTH MANAGEMENT , HASSON FINANCIAL , INTEGRATED FINANCIAL WELLNESS, LLC , INVESTMENT & RETIREMENT CENTER LOCATED AT AIR ACADEMY FEDERAL CREDIT UNION , JACKSON FINANCIAL MANAGEMENT , KENNEBEC WEALTH MANAGEMENT, LLC , KEYSTONE FINANCIAL SERVICES , LONGVIEW WEALTH STRATEGIES , MONARCH ADVISORY GROUP , NEW WEST ADVISORS , PEAK WEALTH ADVISORS , PROVENCE WEALTH MANAGEMENT , RETIRE BY DESIGN GROUP , ROCKY MOUNTAIN WEALTH MANAGEMENT , SENTINEL WEALTH MANAGEMENT, LLC , SUMMIT FINANCIAL GROUP , WESTERN WEALTH ADVISORS , WESTERN WEALTH MANAGEMENT LLC , WHITSELL FINANCIAL PARTNERS, LLC


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 06/01/2016)

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 08/02/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser