BMO CAPITAL MARKETS CORP.
(CRD# 16686 / SEC# 8-34344, 801-73047)
B2RICK SECURITIES , BMO CAPITAL MARKETS CORP. , BRICK SECURITIES ASSOCIATES , BRICK SECURITIES PARTNERS, L.P. , GERARD KLAUER MATTISON & CO., INC. , GERARD KLAUER MATTISON & CO., L.L.C. , GERARD KLAUER MATTISON & CO.,L.L.C. , GERARD KLAUER MATTISON & COMPANY , HARRIS NESBITT CORP. , HARRIS NESBITT GERARD, INC.
The adviser's REGISTRATION status is listed below.
This adviser is also a brokerage firm
|SEC / JURISDICTION
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EXEMPT REPORTING ADVISERS
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because
they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules.
Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations.
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Below are the regulators with which an ERA report is filed.
Not Currently an Exempt Reporting Adviser