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Investment Adviser Firm Summary

FIRST ADVISORS NATIONAL, LLC (CRD# 166212 / SEC# 801-77440)
Alternate Names: FIRST ADVISORS NATIONAL, LLC , FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/18/2012
Georgia Terminated 03/22/2013
Illinois Terminated 01/22/2013
North Carolina Terminated 03/22/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/31/2013
Arizona 02/18/2016
Arkansas 05/11/2017
California 01/24/2013
Colorado 04/16/2013
Connecticut 01/12/2016
Florida 06/02/2014
Georgia 12/18/2012
Hawaii 08/15/2016
Illinois 01/22/2013
Kansas 10/15/2015
Kentucky 03/15/2016
Maryland 01/03/2017
Massachusetts 02/04/2013
Michigan 01/21/2015
Minnesota 09/30/2014
Missouri 10/14/2016
Montana 11/04/2015
Nebraska 08/08/2014
Nevada 05/06/2014
New Jersey 01/16/2015
New York 01/03/2017
North Carolina 03/25/2013
Ohio 01/07/2016
Oregon 01/30/2013
Pennsylvania 04/04/2014
South Carolina 02/25/2014
Tennessee 01/04/2013
Texas 03/05/2013
Utah 01/02/2015
Vermont 06/19/2015
Virginia 01/04/2013
Washington 07/15/2013
West Virginia 01/04/2013
Wisconsin 04/15/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser