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Investment Adviser Firm Summary

LAKEVIEW CAPITAL PARTNERS, LLC (CRD# 165931 / SEC# 801-78287)
Alternate Names: LAKEVIEW CAPITAL MANAGEMENT, LLC , LAKEVIEW CAPITAL PARTNERS, LLC , LAKEVIEW INSTITUTIONAL WEALTH , PARALLEL FINANCIAL PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/05/2013
Georgia Terminated 07/25/2013
South Carolina Terminated 07/05/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/29/2016
California 03/29/2016
Connecticut 03/29/2016
Florida 07/05/2013
Georgia 07/05/2013
Illinois 04/11/2016
Louisiana 07/05/2013
Massachusetts 03/29/2016
Missouri 10/21/2013
New Hampshire 03/16/2017
New York 03/29/2016
North Carolina 07/05/2013
Ohio 03/29/2016
Pennsylvania 03/29/2016
South Carolina 07/05/2013
Tennessee 03/29/2016
Texas 03/29/2016
Virginia 07/09/2013
Washington 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser