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Investment Adviser Firm Summary

CLARAPHI ADVISORY NETWORK, LLC (CRD# 165868 / SEC# 801-80575)
Alternate Names: CLARAPHI ADVISORY NETWORK, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/04/2014
Arizona Terminated 12/08/2014
California Terminated 01/07/2015
Florida Terminated 12/08/2014
Idaho Terminated 12/31/2014
Missouri Terminated 12/08/2014
New Jersey Terminated 12/11/2014
New York Terminated 12/08/2014
Tennessee Terminated 11/06/2014
Texas Terminated 12/08/2014
Washington Terminated 12/09/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 12/08/2014
California 12/04/2014
Colorado 04/30/2018
Florida 12/08/2014
Georgia 08/01/2017
Hawaii 12/08/2014
Illinois 04/30/2018
Maryland 04/30/2018
Minnesota 04/30/2018
Missouri 04/30/2018
Nebraska 06/13/2017
Nevada 04/30/2018
New Jersey 12/18/2014
New Mexico 04/30/2018
New York 12/08/2014
North Carolina 04/30/2018
Ohio 05/22/2017
Oklahoma 03/23/2016
Oregon 01/04/2016
Pennsylvania 06/20/2017
South Carolina 04/30/2018
Tennessee 04/30/2018
Texas 12/08/2014
Virginia 02/08/2016
Washington 12/04/2014
Wisconsin 05/22/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser