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Investment Adviser Firm Summary

PRIVATE PORTFOLIO PARTNERS, LLC (CRD# 165616 / SEC# 801-81108)
Alternate Names: ARCHWAY WEALTH MANAGEMENT , BLUHAWK WEALTH MANAGEMENT , CAPRIOTTI & COMPANY , CARUSO FINANCIAL GROUP, LLC , DILORENZO AND BARLETTA WEALTH MANAGEMENT , FAMILY WEALTH STEWARDS , GCB PRIVATE WEALTH , GCB PRIVATE WEALTH MANAGEMENT , GT GROUP , JOCKEY HOLLOW FINANCIAL SERVICES, LLC , L. ROSS WEALTH MANAGEMENT , LINK FINANCIAL, LLC , M. SCOTT INVESTMENT SERVICES , NAZARETH WEALTH ADVISORS , PRIVATE PORTFOLIO PARTNERS, LLC , QUEST FINANCIAL SERVICES , RP CAPITAL ADVISORS , THE LYNN ADVISORY GROUP, LLC , WHITE OAK WEALTH PARTNERS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/17/2015
Massachusetts Terminated 06/24/2015
New Jersey Terminated 03/25/2015
North Carolina Terminated 06/24/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 07/27/2015
Colorado 01/31/2017
Connecticut 07/27/2015
Delaware 01/31/2017
Florida 07/27/2015
Georgia 01/31/2017
Louisiana 05/09/2018
Maryland 10/31/2016
Massachusetts 03/17/2015
Missouri 01/31/2017
Nebraska 04/26/2016
Nevada 01/31/2017
New Hampshire 03/29/2018
New Jersey 03/25/2015
New York 07/27/2015
North Carolina 03/17/2015
Ohio 05/17/2018
Pennsylvania 01/31/2017
South Carolina 07/27/2015
Tennessee 05/09/2018
Texas 07/27/2015
Virginia 01/31/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser