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Investment Adviser Firm Summary

ARBOR POINT ADVISORS, LLC (CRD# 165127 / SEC# 801-77135)
Alternate Names: ARBOR POINT ADVISORS , ARBOR POINT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/28/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/15/2013
Alaska 01/02/2015
Arizona 06/04/2014
Arkansas 06/04/2014
California 06/27/2013
Colorado 06/27/2013
Connecticut 07/01/2014
Delaware 01/02/2015
District of Columbia 01/02/2015
Florida 06/28/2013
Georgia 01/20/2014
Hawaii 06/27/2013
Idaho 01/02/2015
Illinois 12/17/2013
Indiana 01/02/2015
Iowa 01/16/2014
Kansas 06/04/2014
Kentucky 06/27/2013
Louisiana 01/16/2014
Maine 01/02/2015
Maryland 01/02/2015
Massachusetts 06/04/2014
Michigan 03/14/2013
Minnesota 06/04/2014
Mississippi 03/14/2013
Missouri 03/26/2013
Montana 06/04/2014
Nebraska 09/28/2012
Nevada 01/02/2015
New Hampshire 01/02/2015
New Jersey 04/09/2013
New Mexico 06/27/2013
New York 06/04/2014
North Carolina 01/02/2015
North Dakota 01/02/2015
Ohio 09/11/2014
Oklahoma 06/04/2014
Oregon 06/27/2013
Pennsylvania 06/04/2014
Puerto Rico 01/02/2015
Rhode Island 05/06/2014
South Carolina 03/14/2013
South Dakota 06/04/2014
Tennessee 06/04/2014
Texas 03/14/2013
Utah 06/04/2014
Vermont 01/02/2015
Virgin Islands 03/29/2018
Virginia 06/04/2014
Washington 06/27/2013
West Virginia 01/02/2015
Wisconsin 06/04/2014
Wyoming 08/16/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser