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Investment Adviser Firm Summary

SELECTIVE WEALTH MANAGEMENT LLC (CRD# 164882 / SEC# 801-108568)
Alternate Names: 1311 CAPITAL LLC , SELECTIVE WEALTH MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/28/2016
California Terminated 12/10/2016
Delaware Terminated 12/31/2016
Florida Terminated 11/10/2016
Louisiana Terminated 11/14/2016
Maryland Terminated 12/02/2016
New York Terminated 11/10/2016
North Carolina Terminated 11/14/2016
Ohio Terminated 11/10/2016
Pennsylvania Terminated 11/14/2016
South Carolina Terminated 11/10/2016
Texas Terminated 11/10/2016
Virginia Terminated 11/15/2016

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/08/2018
California 10/28/2016
Colorado 09/17/2018
Delaware 10/28/2016
Florida 10/28/2016
Georgia 05/08/2018
Illinois 02/02/2017
Indiana 05/08/2018
Kentucky 05/08/2018
Louisiana 10/28/2016
Maryland 10/28/2016
New Jersey 09/17/2018
New York 10/28/2016
North Carolina 10/28/2016
Ohio 10/28/2016
Pennsylvania 10/28/2016
South Carolina 10/28/2016
Tennessee 05/08/2018
Texas 10/28/2016
Virginia 10/28/2016
Washington 03/03/2017
West Virginia 05/08/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser