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Investment Adviser Firm Summary

FOUNDRY PARTNERS, LLC (CRD# 164863 / SEC# 801-76953)
Alternate Names: FOUNDRY PARTNERS LLC , FOUNDRY PARTNERS, LLC , PALADIN INVESTMENT PARTNERS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/10/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/20/2013
California 02/20/2013
Delaware 12/10/2012
District of Columbia 02/20/2013
Georgia 02/20/2013
Illinois 02/20/2013
Indiana 02/20/2013
Maryland 02/20/2013
Minnesota 02/20/2013
Missouri 02/20/2013
New Jersey 03/26/2013
New York 02/20/2013
Ohio 02/20/2013
Pennsylvania 12/10/2012
Tennessee 02/20/2013
Texas 02/20/2013
Virginia 02/20/2013
West Virginia 02/20/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser