at


Investment Adviser Firm Summary

CORNERSTONE WEALTH MANAGEMENT, LLC (CRD# 164666 / SEC# 801-76973)
Alternate Names: ANDERSON INVESTMENTS, LLC , ASPIRE WEALTH MANAGEMENT, LLC , BELL & ASSOCIATES WEALTH MANAGEMENT , CARLISLE MOTT FINANCIAL , CORNERSTONE WEALTH MANAGEMENT ROSCOE , CORNERSTONE WEALTH MANAGEMENT, LLC , DIXON INCORPORATED , ENDEAVOR WEALTH MANAGEMENT, LLC , ERIK THOMPSON FINANCIAL STRATEGIES , FAITHVEST , FOCUS WEALTH MANAGEMENT , GENFINITY WEALTH MANAGEMENT , GIELLA FINANCIAL SERVICES, LLC , INSIGHT FINANCIAL SOLUTIONS , JACHURA FINANCIAL , LEGENDS FINANCIAL SERVICES , LIFETIME PLANNING, INC. , MILESTONE INVESTMENT COUNSEL , MINDFUL WEALTH MANAGEMENT, LLC , MORSE WEALTH MANAGEMENT , PHIPPS WEALTH MANAGEMENT, LLC , REISS FINANCIAL GROUP, LLC , RP ZEIGLER INVESTMENT SERVICES , SCARBOROUGH FINANCIAL GROUP, LLC , STAUROS FINANCIAL, LLC , STEAMBOAT FINANCIAL GROUP, INC. , STONE 8 WEALTH MANAGEMENT, LLC , TRIADA ADVISORS , VINE WEALTH MANAGEMENT , WEST FINANCIAL SERVICES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/15/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/24/2017
Arizona 01/15/2013
Arkansas 08/01/2013
California 08/16/2012
Colorado 10/09/2012
District of Columbia 09/12/2017
Florida 08/17/2012
Georgia 01/03/2013
Idaho 03/24/2017
Illinois 08/20/2012
Indiana 01/22/2013
Iowa 07/30/2013
Kansas 03/22/2013
Kentucky 08/01/2013
Louisiana 08/16/2012
Maryland 11/12/2012
Massachusetts 03/24/2017
Michigan 05/30/2013
Minnesota 08/29/2014
Mississippi 09/08/2015
Missouri 08/16/2012
Montana 11/14/2016
Nebraska 04/05/2017
Nevada 02/27/2017
New Hampshire 03/30/2018
New Jersey 05/09/2018
New Mexico 01/22/2018
New York 05/07/2014
North Carolina 03/15/2014
Ohio 03/15/2014
Oklahoma 08/01/2013
Oregon 06/30/2015
Pennsylvania 08/01/2013
South Carolina 08/01/2013
Tennessee 01/07/2013
Texas 08/16/2012
Utah 02/27/2017
Virginia 03/22/2013
Washington 10/12/2012
Wisconsin 08/01/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser